SEC FORM 4/A SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
HUYBRECHTS LUKE J

(Last) (First) (Middle)
5290 CONCOURSE DRIVE

(Street)
ROANOKE VA 24019

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OPTICAL CABLE CORP [ OCCF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
3. Date of Earliest Transaction (Month/Day/Year)
02/29/2008
4. If Amendment, Date of Original Filed (Month/Day/Year)
02/29/2008
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 02/29/2008 F 5,880(1) D $5.63 77,660 D
Common Shares 02/29/2008 F 3,150(4) D $5.63 74,510 D
Common Shares 02/29/2008 F 5,750(2) D $5.37 68,760 D
Common Shares 02/29/2008 F 9,710(3) D $5.25 59,050 D
Common Shares 02/29/2008 F 9,113(5) D $5.25 49,937 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares of restricted stock were granted pursuant to the Company's stock incentive plan and were subject to certain time vesting requirements. On February 29, 2008, Mr Huybrechts forfeited 5,880 shares of the award because he retired and did not fulfill the time vesting requirements of the grant.
2. The shares of restricted stock were granted pursuant to the Company's stock incentive plan and were subject to certain time vesting requirements. On February 29, 2008, Mr Huybrechts forfeited 5,750 shares of the award because he retired and did not fulfill the time vesting requirements of the grant.
3. The shares of restricted stock were granted pursuant to the Company's stock incentive plan and were subject to certain time vesting requirements. On February 29, 2008, Mr Huybrechts forfeited 9,710 shares of the award because he retired and did not fulfill the time vesting requirements of the grant.
4. The shares of restricted stock were granted pursuant to the Company's stock incentive plan and were subject to certain performance vesting requirements. On February 29, 2008, Mr Huybrechts forfeited 3,150 shares of the award because he retired and the performance vesting requirements of the grant were not fulfilled.
5. The shares of restricted stock were granted pursuant to the Company's stock incentive plan and were subject to certain performance vesting requirements. On February 29, 2008, Mr Huybrechts forfeited 9,113 shares of the award because he retired and the performance vesting requirements of the grant were not fulfilled.
/s/ Luke J. Huybrechts 04/01/2008
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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